Veterans Medical Advisor

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                         Case from Bureau of Veterans Appeals

Dr. Bash is a veteran of


Citation Nr: 0925322

Decision Date: 07/07/09 | Archive Date: 07/21/09

DOCKET NO. 08-37 383

On appeal from the Department of Veterans Affairs (VA) Regional Office in St. Petersburg, Florida

THE ISSUES

1. Entitlement to service connection for tinnitus.

2. Entitlement to service connection for malaria.

3. Entitlement to service connection for cholelithiasis with gallstone pancreatitis, status post cholectystectomy and hepatitis, with cystic ducts lymph node with reactive hypoplasia.

4. Entitlement to service connection for global hypokinesis suggestive of cardiomyopathy.

5. Entitlement to service connection for liver damage.

6. Entitlement to service connection for peripheral vascular disease (PVD).

REPRESENTATION

Appellant represented by: The American Legion

WITNESS AT HEARING ON APPEAL

The Veteran, C. Bash, M.D., and M.S.

ATTORNEY FOR THE BOARD

L. A. Rein, Counsel

INTRODUCTION

The Veteran had active military service from March 1978 to February 1988.

These matters come to the Board of Veterans' Appeals (Board) on appeal from a January 2008 rating decision of the Department of Veterans Affairs (VA) Regional Office (RO) in St. Petersburg, Florida.

In August 2008, the Veteran testified during a hearing before RO personnel: a transcript of that hearing is associated with the claims file.

In April 2009, the Veteran, Dr. Bash, and M.S. testified during a Board personal hearing before the undersigned Acting Veterans Law Judge in Washington, D.C.; a transcript of that hearing is of record. The request to hold the record open for 60 days following the hearing was granted to allow the Veteran to obtain and submit additional private medical opinion evidence. Later in April 2009, the Veteran submitted a written opinion letter from Dr. Bash along with a waiver of RO initial consideration, waived the remainder of the 60 day period, and requested that his case be decided by the Board.

The Board notes that service connection for cystic ducts lymph node with reactive hypoplasia was an issue listed for appeal; however, because these are clinical findings, and are associated with the cholelithiasis disability, they have been included and considered as part of that disability, rather than continued as a separate disability on appeal. See 38 C.F.R. § 4.14 (the evaluation of the same manifestation under different diagnoses is to be avoided).

FINDINGS OF FACT

1. The Veteran experienced acoustic trauma in service; chronic tinnitus in service; continuous symptoms of tinnitus since service; and the currently diagnosed tinnitus had been related by competent evidence to the in-service acoustic trauma.

2. The Veteran contracted malaria in service while stationed in the Philippines.

3. The residuals of malaria include cholelithiasis with gallstone pancreatitis, status post cholectystectomy, and hepatitis; clinical findings of cystic ducts lymph node with reactive hypoplasia are associated with this disorder.

4. The residuals of malaria include cardiomyopathy of mildly dilated left ventricle.

5. The residuals of malaria include PVD.

6. In this Board decision, service connection has been granted for symptoms claimed as liver damage, so there remains no question of law or fact to decide on the claim for service connection for liver damage.

CONCLUSIONS OF LAW

1. The criteria for service connection for tinnitus are met. 38 U.S.C.A. §§ 1131, 1137, 5103, 5103A, 5107 (West 2002 & Supp. 2008); 38 C.F.R. §§ 3.102, 3.159, 3.303 (2008).

2. The criteria for service connection for malaria are met. 38 U.S.C.A. §§ 1131, 1137, 5103, 5103A, 5107 (West 2002 & Supp. 2008); 38 C.F.R. §§ 3.102, 3.159, 3.303 (2008).

3. The criteria for service connection for cholelithiasis with gallstone pancreatitis, status post cholectystectomy and hepatitis, including findings of cystic ducts lymph node with reactive hypoplasia, are met. 38 U.S.C.A. §§ 1131, 1137, 5103, 5103A, 5107 (West 2002 & Supp. 2008); 38 C.F.R. §§ 3.102, 3.159, 3.303 (2008).

4. The criteria for service connection for cardiomyopathy of mildly dilated left ventricle are met. 38 U.S.C.A. §§ 1131, 1137, 5103, 5103A, 5107 (West 2002 & Supp. 2008); 38 C.F.R. §§ 3.102, 3.159, 3.303 (2008).

5. The claim for service connection for liver damage is moot. 38 U.S.C.A. § 7104 (West 2002 & Supp. 2008); 38 C.F.R. § 4.14 (2008).

6. The criteria for service connection for PVD are met. 38 U.S.C.A. §§ 1131, 1137, 5103, 5103A, 5107 (West 2002 & Supp. 2008); 38 C.F.R. §§ 3.102, 3.159, 3.303 (2008).

REASONS AND BASES FOR FINDING AND CONCLUSION I. Duties to Notify and Assist

The Veterans Claims Assistance Act of 2000 (VCAA), codified at 38 U.S.C.A. §§ 5100, 5102, 5103, 5103A, 5106, 5107, and 5126 (West 2002 & Supp. 2008) includes enhanced duties to notify and assist claimants for VA benefits. VA regulations implementing the VCAA have been codified, as amended at 38 C.F.R. §§ 3.102, 3.156(a), 3.159, and 3.326(a) (2008).

Notice requirements under the VCAA essentially require VA to notify a claimant of any evidence that is necessary to substantiate the claim, as well as the evidence that VA will attempt to obtain and which evidence he or she is responsible for providing. See, e.g., Quartuccio v. Principi, 16 Vet. App. 183 (2002) (addressing the duties imposed by 38 U.S.C.A. § 5103(a) and 38 C.F.R. § 3.159(b)). As delineated in Pelegrini v. Principi, 18 Vet. App. 112 (2004), after a substantially complete application for benefits is received, proper VCAA notice must inform the claimant of any information and evidence not of record (1) that is necessary to substantiate the claim; (2) that VA will seek to provide; and (3) that the claimant is expected to provide. The Board notes that, effective May 30, 2008, 38 C.F.R. § 3.159 has been revised, in part. See 73 Fed. Reg. 23,353- 23,356 (April 30, 2008). Notably, the final rule removes the third sentence of 38 C.F.R. § 3.159(b)(1), which had stated that VA will request that a claimant provide any pertinent evidence in his or her possession.

VA's notice requirements apply to all five elements of a service connection claim: Veteran status, existence of a disability, a connection between the Veteran's service and the disability, degree of disability, and effective date of the disability. Dingess/Hartman v. Nicholson, 19 Vet. App. 473 (2006). An October 2007 letter provided such notice.

In this appeal, an October 2007 pre-rating letter provided notice to the Veteran of the evidence and information needed to substantiate his claims for service connection on appeal. This letter also informed the Veteran of what information and evidence must be submitted by the Veteran, and what information and evidence would be obtained by VA. The letter further requested that the Veteran submit any additional information or evidence in his possession that pertained to his claims. In addition, the Veteran was provided information regarding disability ratings and effective dates consistent with Dingess/Hartman. The February 2008 RO rating decision reflects the initial adjudication of each of the claims for service connection on appeal.

Additionally, the record also reflects that VA has made reasonable efforts to obtain or to assist in obtaining all relevant records pertinent to the matter on appeal. Pertinent medical evidence of record includes the Veteran's service treatment records, private medical records, the report of a January 2008 VA examination, and private opinion letters from Dr. Bash dated in July 2008 and in April 2009. Also of record and considered in connection with the appeal is the transcript of the August 2008 hearing before RO personnel and the April 2009 Board hearing, as well as various written statements provided by the Veteran as well as by his representative and other service members, on his behalf. In addition, the Veteran has submitted medical articles as evidence in support of his claims.

In this case, the Board is granting in full the benefit sought on appeal. Accordingly, assuming, without deciding, that any error was committed with respect to either the duty to notify or the duty to assist, such error was harmless and will not be further discussed.

II. Service Connection Analysis

Service connection may be granted for disability resulting from disease or injury incurred in or aggravated during service. 38 U.S.C.A. § 1131; 38 C.F.R. § 3.303. Such a determination requires a finding of current disability that is related to an injury or disease in service. Watson v. Brown, 4 Vet. App. 309 (1993); Rabideau v. Derwinski, 2 Vet. App. 141, 143 (1992). For the showing of chronic disease in service, there is required a combination of manifestations sufficient to identify the disease entity, and sufficient observation to establish chronicity at the time. If a condition noted during service is not shown to be chronic, then generally, a showing of continuity of symptoms after service is required for service connection. See 38 C.F.R. § 3.303(b). Service connection may be granted for a disability diagnosed after discharge, when all the evidence, including that pertinent to service, establishes that the disability is due to disease or injury that was incurred or aggravated in service. 38 C.F.R. § 3.303(d).

When, after careful consideration of all procurable and assembled data, a reasonable doubt arises regarding service origin, the degree of disability, or any other point, such doubt will be resolved in favor of the claimant. By reasonable doubt is meant one that exists because an approximate balance of positive and negative evidence which does satisfactorily prove or disprove the claim. It is a substantial doubt and one within the range of probability as distinguished from pure speculation or remote possibility. 38 C.F.R. § 3.102. See also 38 U.S.C.A. § 5107(b); 38 C.F.R. § 3.102.

A. Service Connection for Tinnitus

The Veteran has asserted that he has tinnitus related to in- service noise exposure, as he has testified to during RO and Board hearings. The Board points out that the Veteran is competent to state that he has tinnitus. See Charles v. Principi, 16 Vet. App. 370 (2002).

Lay assertions may serve to support a claim for service connection by supporting the occurrence of lay-observable events or the presence of disability or symptoms of disability subject to lay observation. 38 U.S.C.A. § 1153(a); 38 C.F.R. § 3.303(a); Jandreau v. Nicholson, 492 F.3d 1372 (Fed. Cir. 2007); see Buchanan v. Nicholson, 451 F.3d 1331, 1336 (Fed. Cir. 2006) (addressing lay evidence as potentially competent to support presence of disability even where not corroborated by contemporaneous medical evidence). Here, the Veteran is competent to say that he experienced noise exposure in service, symptoms of tinnitus while in service and since service, and still has ringing in his ears.

After a review of all the evidence of record, the Board finds that the Veteran experienced acoustic trauma in service, experienced chronic tinnitus in service, and has experienced continuous symptoms of tinnitus since service. Although STRs are negative for treatment of tinnitus during service, the Veteran's DD214 shows that his military occupational specialty for 7 years and 2 months was a machine gunner. The Veteran asserts and has credibly testified that he began to experience tinnitus in 1985, during service, and that his tinnitus has continued since discharge from service.

During the April 2009 Board hearing, the Veteran testified that his military occupational specialty for the first three years of service was as a machine gunner and that he was exposed to acoustic trauma on an almost daily basis. He testified that he has never been treated for tinnitus. Dr. Bash testified during the Board personal hearing that it was his opinion that the acoustic trauma in service was the most likely cause of the Veteran's tinnitus.

The Board further finds that the currently diagnosed tinnitus has been related by competent evidence to the in-service acoustic trauma. In an April 2009 letter, Dr. Bash again offered the opinion that the Veteran has tinnitus related to his service time exposure to loud machine gun fire. He noted that the Veteran had normal hearing when he entered service; he was exposed to loud noise in service according to his occupation code and the Veteran's testimony; his post-service exposure to noise has been limited in nature, and the Veteran testified that he only had occasional loud noise exposure since service. Therefore, Dr. Bash opined that the Veteran should be service connected for his tinnitus as the records do not contain another more likely etiology for this disability. For these reasons, the Board finds that service connection for tinnitus is warranted.

B. Malaria, cholelithiasis with gallstone pancreatitis, status post cholectystectomy and hepatitis, cystic ducts lymph node with reactive hypoplasia, cardiomyopathy, and PVD

Initially, the Board notes that 38 C.F.R. § 4.88b, Diagnostic Code 6304 provides some guidance in this case. In this regard, DC 6304 states that the diagnosis of malaria depends on the identification of the malarial parasites in blood smears. In the alternative, if the Veteran served in an endemic area and presents signs and symptoms compatible with malaria, the diagnosis may be based on clinical grounds alone. Relapses must be confirmed by the presence of malarial parasites in blood smears. Thereafter, the condition may be rated for residuals under the appropriate system. 38 C.F.R. § 4.88b, Diagnostic Code 6304.

Service treatment records show that in 1982 the Veteran was hospitalized with a fever of unknown origin. He had complaints of fever, chills, headaches, night sweats, and being tired and weak It was noted that the Veteran had service in the Philippines and Panama. The Veteran reported that he was exposed to people who had malaria and he suffered insect bites to the back of his neck while in Panama, which were infected. The records reflect that the Veteran was assessed with fever of unknown origin, infections, malarial hepatitis, and systolic heart murmur 2/6. In December 1982, he was diagnosed with viral syndrome. Tests came back negative for malaria. It was noted that the Veteran had a slightly enlarged and tender liver edge for which a liver and spleen scan revealed mild hepatomegaly and moderate splenomegaly. There was no definitive diagnosis of malaria. The Veteran was assessed with possible hepatitis with increased enzymes. In December 1982 in service, the Veteran also received treatment for adenopathy.

Post-service medical records from Holmes Regional Medical Center, dated from December 1996 to November 2006 show cystic duct lymph node with reactive hyperplasia due to chronic inflammation of the gallbladder since 1996. In addition, the records reflect that the Veteran was clinically indicated with global hypokinesis suggestive of idiopathic dilated cardiomyopathy. He was also treated for hepatitis.

A December 1996 Kennestone Regional Healthcare System record reflects that the Veteran was admitted for complaints of fever, chills, and dark urine for the past 10 days. He reported a history of hepatitis in 1985, but his hepatitis profile was noted as normal. The Veteran gave a history of malaria in the 1970s. The hospital physician found the Veteran to have had pancreatitis as well as abnormal liver tests and jaundice with fever and chills, most likely cholangitis. He felt that this was all related to gallbladder disease with possible choledocholithiasis. It was also noted that the Veteran's had a regular heart rate and rhythm with a 2/6 systolic murmur at the left sternal border. A pathology report reflects that a specimen labeled "gallbladder" was analyzed and the examining pathologist diagnosed gallbladder (cholecystectomy): chronic hyperplastic cholecystitis; cystic duct lymph node with reactive hyperplasia. The hospital discharge diagnosis was acute gallstone pancreatitis, cholelithiasis, and hepatitis.

Private treatment records from M.C. Moss, MD., dated from January 2006 to October 2006, reflect that the Veteran was diagnosed with superficial femoral, popliteal, and infrapopliteral artery occlusive disease and claudication in both lower extremities.

In an October 2007 letter, Dr. Moss noted that the Veteran's idiopathic dilated cardiomyopathy could be secondary to malaria that the Veteran contracted in service.

A January 2008 VA examination report reflects that the Veteran was diagnosed with cholelithiasis with gallstone pancreatitis, status post cholectystectomy and hepatitis, borderline mildly dilated left ventricle with idiopathic dilated cardiomyopathy. The VA examiner could not resolve whether this condition was related to the episode of fever of unknown origin with adenopathy in service without resorting to mere speculation. The VA examiner also diagnosed the Veteran with residuals of cystic duct lymphadenopathy on biopsy. Again, the VA examiner opined that she could not resolve whether this condition was related to the episode of fever of unknown origin with adenopathy in service without resorting to mere speculation.

In an April 2008 letter, CDR M.L.T., one of the physicians who treated the Veteran in service, noted that the Veteran had forwarded pertinent service treatment records for his clarification. He stated they were concerned about the possibility of malaria infection and several orders were written to optimize their chances of making the diagnosis. Based on the laboratory results available, they were unable to substantiate the condition. Neither did they confirm a viral or other definite cause of the illness. The physician noted that hilar fullness on a chest x-ray and mild ejection murmur were deemed unrelated. He wrote that lack of identification of malarial organisms did not eliminate malaria as a possibility.

In a July 2008 letter, Dr. Bash provided favorable opinions that he asserted were all to a high degree of medical certainty (much more likely than not). He noted that he had reviewed the Veteran's claims file. Dr. Bash also noted that a medical examination was not needed as such would only tell him the current extent of the Veteran's disease, which is already documented in the records. Dr. Bash opined that the Veteran likely had malaria in service. In support of his opinion, Dr. Bash noted that the Veteran's STRs showed he had typical cyclical fevers of 104 degrees, hepatospleenomeglia, and night sweats, all of which are consistent with malaria. In addition, the Veteran was not assigned another diagnosis to account for this entire clinical syndrome. Dr. Bash refers to at least one negative blood smear in service, noting that Malaria is very difficult to detect, and that detectable parasitemia may have been missed. In support of his opinion that the Veteran did in fact have malaria in service, Dr. Bash refers to CDR Tobin's letter that they were concerned that the Veteran had malaria.

Dr. Bash also noted that the Veteran developed a new 2/6 systolic murmur during his in-service hospitalization, which was not present prior to entry into service. He also stated that the Veteran now has global hypokinesis. It was his opinion that the Veteran's new heart murmur in 1982 was the first sign of his current cardiac disease. He supported his opinion noting that the Veteran entered duty with a normal heart, he developed new cardiac problems 2/6 murmur while in service. His records do not provide a more likely etiology for his current global hypokinesis. He also opined that the Veteran's current PVD was made worse by his poorly performing heart.

In a February 2009 letter, the Veteran's Platoon Commander, M.S., wrote that in the spring or summer of 1979 the Veteran contracted malaria and was quite sick. He stated that he recalled this incident well as he spoke with the Veteran's doctor by telephone who informed him that the Veteran's diagnosis was malaria. In addition, they had to take the Veteran off the normal duty roster and the Veteran was sent to the naval base's communication station, which was considered a "quiet duty" station where M.S. thought the Veteran could complete his recovery.

During the April 2009 Board hearing and in an April 2009 letter, Dr. Bash opined that the Veteran has global hypokinesis due to his service time experience. He noted the 1982 hospital evaluation showing that the Veteran entered service with a normal heart but developed a 2/6 murmur during his hospitalization. He opined that the Veteran had a normal heart during his entry into service, that the heart murmur was not congenital and that the Veteran developed heart problems in service. He further noted that the Veteran has continued to have a heart murmur on subsequent post-service medical evaluations and the Veteran's blood pressure was very abnormal at 156/98 during the January 2008 VA examination.

Dr. Bash further opined that the Veteran likely had malaria, hepatitis, gallbladder pancreatitis, cystic duct lymph node hyperplasia, and PVD in service. He found that the majority of the Veteran's STRs document that he had a working diagnosis of malaria during service. His follow-up hospital testing as per ID workup was all negative for monospot, cocci, histo, PPD, and amebiasis as per the record and the January 2008 VA examiner's report by Dr. Trespalacios. Dr. Bash pointed out that the Veteran was assigned to an endemic area during service. The testimony of Major Shaw documents that he was told that the Veteran had malaria by hospital staff and that Major Shaw then put the Veteran on limited duty. The Veteran's claims file documents that he has had an enlarged liver and elevated liver enzymes on all examinations since his 1982 hospital evaluation consistent with hepatitis.

Dr. Bash opined that the most likely cause of the Veteran's 1982 hospital illness was malaria. He also opined that the Veteran had hepatitis in service and that his service caused malaria and chronic hepatitis which lead to chronic inflammation of his gall bladder, cystic duct lymph node hyperplasia all of which resulted in his need for gall bladder surgery. Dr. Bash lastly opined that the Veteran's PVD is likely due to a vascular response to malaria, which has been aggravated by his low cardiac output of 35 to 40 percent (EF), as his records do not support another more likely etiology for his PVD. Dr. Bash concluded that Dr. Trespalacio's comments in the January 2008 VA examination report about mere speculation were not well supported by her opinion as she did not consider the benefit of the doubt concept nor did she assign a more likely disease to account for the Veteran's illnesses in service other than the diagnosis at the time of malaria.

The Board finds the testimony and written opinion by Dr. Bash to be competent and credible evidence that the Veteran had Malaria in service that resulted in cholelithiasis with gallstone pancreatitis, status post cholectystectomy and hepatitis, cystic ducts lymph node with reactive hypoplasia, cardiomyopathy, and PVD. See Guerrieri v. Brown, 4 Vet. App. 467, 470-71 (1993) (the probative value of a medical opinion is based on the medical expert's personal examination of the patient, knowledge and skill in analyzing the data, and medical conclusion). The Board notes that Dr. Bash reviewed the claims file, examined the Veteran prior to rendering his opinions, and stated the bases for the opinions provided.

Significantly, Dr. Bash's opinions are not contradicted by any other medical evidence or opinion. The Board notes that the January 2008 VA examiner could not provide a nexus opinion regarding these disabilities without resorting to mere speculation, which the Board finds is of little probative value. See Hayes v. Brown, 5 Vet. App. 60, 69-70 (1993) (citing Wood v. Derwinski, 1 Vet. App. 190, 192-93 (1992)). Dr. Bash has provided opinion testimony and statements that are definitive and supported by the evidence of record. The Board also emphasizes that VA adjudicators are not free to ignore or disregard the medical conclusions of VA medical professionals, and are not permitted to substitute their own judgment on a medical matter. See Colvin v. Derwinski, 1 Vet. App. 171 (1991); Willis v. Derwinski, 1 Vet. App. 66 (1991).

Accordingly, the Board finds that service connection for malaria is warranted. The competent evidence also shows that the Veteran has various complications that have been related by competent evidence to malaria, namely, cholelithiasis with gallstone pancreatitis, status post cholectystectomy and hepatitis, including findings of cystic ducts lymph node with reactive hypoplasia, cardiomyopathy, and PVD. The Board notes that service connection for cystic ducts lymph node with reactive hypoplasia was an issue listed for appeal; however, because these are clinical findings, and are associated with the cholelithiasis disability, they have been considered as part of that disability and have been included as part of that disability, rather than continued as a separate disability on appeal. For these reasons, service connection is warranted for these disabilities as complications of malaria.

C. Service Connection for Liver Damage

As discussed in detail above, the Veteran has been granted service connection for malaria and disabilities resulting from malaria in service. These actions are consistent with the criteria for rating Malaria, under Diagnostic Code 6304. These conditions include specific diagnoses pertaining to liver damage, i.e., cholelithiasis with gallstone pancreatitis, status post cholectystectomy and hepatitis, and findings of cystic ducts lymph node with reactive hypoplasia. The Veteran has not identified, nor does the competent evidence reflect, additional symptoms or disorders resulting from malaria, to include additional residuals of liver damage that are not already considered in the now service-connected disabilities.

Except as otherwise provided in the rating schedule, all disabilities, including those arising from a single entity, are to be rated separately, and then all ratings are to be combined pursuant to 38 C.F.R. § 4.25. One exception to this general rule, however, is the anti-pyramiding provision of 38 C.F.R. § 4.14, which states that evaluation of the "same disability" or the "same manifestation" under various diagnoses is to be avoided.

In Esteban v. Brown, 6 Vet. App. 259 (1994), the United States Court of Appeals for Veterans Claims (Court) held that the described conditions in that case warranted 10 percent evaluations under three separate diagnostic codes, none of which had a rating criterion the same as another. The Court held that the conditions were to be rated separately under 38 C.F.R. § 4.25, unless they constituted the "same disability" or the "same manifestation" under 38 C.F.R. § 4.14. Esteban, at 261. The critical element cited was "that none of the symptomatology for any one of those three conditions [was] duplicative of or overlapping with the symptomatology of the other two conditions." Id. at 262.

In this case, liver damage is part of the grant of service connection for residuals of malaria that include hepatitis. As such, liver damage does not constitute a separate disability, and cannot also be rated under a different diagnostic code. See 38 C.F.R.

§ 4.14. There remains no question of law or fact to decide on the claim for service connection for liver damage. For these reasons, the Board finds that the claim for service connection for liver damage is moot. 38 U.S.C.A. § 7104; 38 C.F.R. § 4.14.

ORDER

Service connection for tinnitus is granted.

Service connection for malaria is granted.

Service connection for cholelithiasis with gallstone pancreatitis, status post cholectystectomy, hepatitis, including findings of cystic ducts lymph node with reactive hypoplasia, is granted.

Service connection for cardiomyopathy of mildly dilated left ventricle is granted.

The appeal for service connection for liver damage, having been rendered moot, is denied.

Service connection for peripheral vascular disease (PVD) is granted.




J. Parker

Acting Veterans Law Judge, Board of Veterans' Appeals



Department of Veterans Affairs

drbash@doctor.com

______________________

Craig N. Bash M.D., M.B.A.

Neuro-Radiologist and Associate Professor

Uniformed Services School of Medicine

NPI/UPIN-1225123318

4938 Hampden Lane
Bethesda, Md 20814

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